| Course | |||||
|---|---|---|---|---|---|
 | £75.00 FCA Compliance Courses Description
Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 March 2016, applying to banks, building societies, credit unions and... | ||||
 | £200.00 LGCA Certificates Define sanctions, review the different categories and assess the purpose that they are designed to achieve. Review the global sanctions framework and the key decision-makers (including international institutions, the UN and the EU, and sovereign... | ||||
 | £105.00 LGCA Certificates Description
This course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It will also cover legitimate behaviour, unlawful disclosure of inside information and... | ||||
 | £115.00 LGCA Certificates This course aims to describe and explain the Risk-Based Approach (RBA) procedures so that the firms focus their efforts on those areas where the risk of ML and TF appears to be higher. Resources should be efficiently invested and applied where... |
